Regulatory & Financial Services Audit Delivery

Challenge:
A global financial services organisation required comprehensive audit coverage across key areas including data protection, investment banking, accounting, and HR. They faced tight deadlines to complete both control design assessments and operational effectiveness testing to satisfy regulatory requirements.

Our Approach:
BSS deployed its audit specialists to conduct detailed control design adequacy assessments and operational effectiveness testing. Working collaboratively with internal stakeholders, we prepared working papers, developed draft observation forms, and validated open findings. The programme covered sensitive areas such as GDPR compliance, investment banking operations, accounting controls, and HR processes. 

Results:

• Delivered complete audit coverage across four critical business areas.
• Produced audit-ready reports and working papers that met internal and regulatory standards.
• Ensured findings were validated, strengthening governance and risk management.
• Provided wrap-up support to close all audits on time, enabling the client to demonstrate compliance and operational resilience.